Chief Compliance Officer for New Canadian Financial Operations

Lead the compliance strategy for a new regulated entity in Canada. Ensure operational effectiveness and adherence to regulatory frameworks as Chief Compliance Officer. In this pivotal role, you will oversee the establishment of compliance infrastructures for a Canadian financial services entity.

Your existing executive-level experience in finance and compliance will help navigate regulatory landscapes, particularly within CIRO/IIROC frameworks. Collaborating with internal stakeholders, you will create a compliant operational environment that fosters growth and regulatory alignment within a start-up model. Key Responsibilities: • Oversee the establishment of compliance functions • Ensure compliance with Canadian regulatory requirements • Partner with stakeholders to drive operational success Requirements: • Senior leadership experience in finance and compliance • Expertise in highly regulated environments • Experience with CIRO/IIROC frameworks • Proven track record of compliance in start-up settings • Current role as CCO or VP/Director of Compliance Enhance the compliance framework and operational effectiveness as the platform prepares for its Canadian launch. #J-18808-Ljbffr