Compliance Officer Role with Hybrid Flexibility

Step into the Compliance Officer role and enhance the integrity of client financial services. Engage in hybrid examinations to ensure adherence to regulatory standards while supporting key partnerships. In this position, you will lead onsite and remote assessments of branch operations, coordinating audits that drive compliance success.

Your role will encompass preparing materials, communicating results, and maintaining audit schedules that align with industry regulations. You will also bolster the Branch Review Program as compliance needs evolve. Key Responsibilities: • Conduct examinations at branch and sub-branch locations • Prepare and manage pre-visit audit documentation • Communicate results and manage follow-up actions • Maintain comprehensive audit schedules and reports • Support the enhancement of compliance programs Requirements: • Preferred degree in finance or securities • 3-5 years in compliance supervision experience • Knowledge of regulatory requirements mandatory • Proficient with Microsoft Office applications • Fluent in English; French is an asset Leverage your skills to navigate the complexities of compliance and contribute to exceptional client service. #J-18808-Ljbffr