Chief Compliance Officer

Putting People First, Every day Lankin Investments is a leading Canadian real estate investment & asset management firm with property under management of over $2B consisting of 6,400+ multi-family units and 2,500+ units in development. Our ethos is simple yet profound: Driven by our people, we foster financial prosperity and community value through strategic Canadian real estate investments. With more than 15 years of successfully acquiring, managing, and operating multi-residential properties across Canada, we have achieved a celebrated reputation among real estate investors.

The success is driven by providing our team members with an environment that fosters a people-first culture with a high priority on personal and professional growth. Your Opportunity (Example) The Chief Compliance Officer (CCO) is a senior executive responsible for setting the strategic direction, governance, and oversight of the firm’s enterprise-wide compliance framework. This role ensures that the investment company operates in full adherence to applicable laws, regulations, and internal policies while enabling responsible growth, innovation, and operational excellence.

As a key member of the executive leadership team, the CCO partners closely with the CEO, CFO, Board, and business leaders to embed compliance into the firm’s strategy, investment processes, and culture. The role carries ultimate accountability for regulatory relationships, compliance risk management, and maintaining the firm’s reputation for integrity and trust. The CCO plays a critical role in safeguarding the firm’s reputation and ensuring sustainable growth by embedding compliance into the core of the business.

This role requires a balance of regulatory expertise, strategic thinking, and leadership to navigate an increasingly complex regulatory environment. Key Accountabilities & Responsibilities 1. Strategic Leadership & Governance Provide executive-level leadership of the firm’s compliance program across all regulated entities, including exempt market dealer, portfolio manager, investment fund manager, and real estate investment structures.

Set the strategic vision for compliance, aligning frameworks, policies, and controls with business objectives, growth initiatives, and evolving regulatory expectations. Act as a trusted advisor to the CEO, CFO, Board, and executive team on regulatory strategy, business initiatives, and emerging risks. 2. Regulatory Compliance & Oversight Maintain enterprise-wide compliance with applicable securities laws and regulatory requirements (e.g., OSC, CSA, and provincial regulators).

Serve as the primary liaison with regulators, overseeing examinations, audits, filings, and inquiries. Lead all registration matters, including firm and individual registrations and ongoing regulatory obligations across jurisdictions. 3. Compliance Framework & Risk Management Design, implement, and continuously enhance a robust compliance framework, including governance structures, policies, procedures, and internal controls.

Oversee enterprise compliance risk assessments, monitoring programs, and testing frameworks to proactively identify and mitigate risks. Stay ahead of regulatory developments and industry trends, translating insights into actionable changes across the business. 4. Investment, Product & Real Estate Oversight Oversee compliance across all investment products, including private equity, alternative investments, and real estate funds and structures (e.g., REITs, joint ventures).

Ensure compliance across the full lifecycle of real estate investments, including acquisitions, development, leasing, financing, and dispositions. Oversee valuation governance, investor disclosures, and performance reporting for real estate and investment portfolios. Ensure compliance with real estate–focused investment structures (e.g., REITs, private real estate funds, joint ventures). 5.

Investor Protection & Market Conduct Approve and oversee all investor-facing materials, including offering documents, marketing campaigns, and communications, ensuring regulatory compliance and transparency. Oversee KYC, AML, sanctions, and suitability frameworks across all products and transactions. Ensure effective management of conflicts of interest, MNPI, and ethical conduct standards. 6.

Training, Culture & Business Partnership Champion a strong culture of compliance, integrity, and accountability across the organization. Lead the development of enterprise-wide, risk-based compliance training programs tailored to business roles. Partner with business leaders to embed compliance into decision-making and operations. 7.

Reporting, Investigations & Continuous Improvement Provide regular reporting to the Board and executive leadership on compliance risks, incidents, and program effectiveness. Lead internal investigations, regulatory responses, and remediation efforts. Drive continuous improvement through data, monitoring insights, and evolving best practices.

Leading Qualifications Education & Credentials Bachelor’s degree in Finance, Law, Business, or related field (advanced degree preferred). Relevant certifications (e.g., CFA, CAMS, CSC, IFIC, or equivalent) are considered strong assets. Experience 12–15+ years of progressive experience in compliance, legal, or regulatory leadership roles within financial services; minimum 8 years of experience in senior management roles with responsibility for managing a compliance team.

Chief Compliance Officer (CCO) designation under NI-31-103, section 3.14 is required. Deep experience with Canadian securities regulations, including requirements applicable to exempt market dealers, portfolio managers, and investment fund managers. Experience within private equity, alternative investments, or real estate investment platforms is strongly preferred.

Demonstrated experience leading enterprise compliance programs and managing regulatory relationships. Skills & Competencies Strategic leadership with the ability to operate at both executive and operational levels. Strong regulatory and legal acumen with the ability to interpret complex requirements and apply them pragmatically.

Exceptional communication, influencing, and stakeholder management skills. High ethical standards, sound judgment, and a solutions-oriented mindset. Ability to lead, scale, and evolve compliance functions in a dynamic, growth-oriented environment .

How We Define Success of the Role You become a trusted and team-focused member who plays a critical role in supporting our asset management, acquisitions, and capital expenditure management. You are a self-starter, with a strong analytical mindset, to drive the growth of our asset management & investment programs. You continuously demonstrate our core values through all aspects of your work: entrepreneurial drive, integrity, dedication, collaboration, and inclusivity.

You share in an inclusive and engaging work environment that develops, retains, and attracts talent. You continuously grow your professional network through industry events and professional development. Why Join Lankin Investments?

At Lankin Investments, you will be part of a dynamic and supportive team that values entrepreneurial drive, integrity, and collaboration. You will have the ability to make a significant contribution and be part of the company’s growth. We offer a competitive compensation package, including performance-based incentives, the ability to invest in our funds, comprehensive health benefits, and opportunities for professional growth and development.

Join us in our mission to create lasting value for our investors and make a positive impact on the communities we serve.