Compliance Officer for Electronic Surveillance

Canadian Imperial Bank of Commerce

TorontoFull-timeMid LevelOn-site

Job Description

Ensure regulatory adherence as a Compliance Officer focused on electronic communications surveillance. Leverage your compliance expertise to support investigations, reporting, and continuous improvement in a commercial banking environment. This role requires a minimum of 2 years in compliance, risk management, or related functions within financial services.

You'll conduct surveillance on electronic communications, investigate employee conduct, and communicate findings to internal partners. Your attention to regulatory obligations will help maintain ethical standards across businesses. Key Responsibilities: • Monitor electronic communications for compliance • Conduct initial investigations into non-compliance issues • Prepare reports and documentation for management • Identify opportunities for continuous process improvements • Communicate surveillance results and recommendations clearly Requirements: • 2+ years in compliance or risk management • Degree in Business, Finance, Law, or similar • Relevant industry certifications are an asset • Strong proficiency in Excel, Word, PowerPoint • Excellent written and verbal communication skills Bring your compliance expertise to enhance surveillance and ensure adherence to regulatory standards in a supportive corporate environment. #J-18808-Ljbffr

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