Control Room Compliance Officer

Oversee compliance in the Control Room as an experienced Compliance Officer. Ensure effective monitoring, manage conflicts of interest, and maintain confidentiality while working in a collaborative office environment. In this crucial role, you will contribute to compliance risk management by applying surveillance protocols and analytical solutions.

With 2+ years of experience in Compliance or related functions, your responsibilities include monitoring communications, managing insider lists, and reporting compliance risks. Your expertise will help uphold ethical standards and safeguard confidential information across teams. Key Responsibilities: • Monitor communications between restricted employee groups • Maintain accurate records of insider information • Analyze and report compliance risk indicators • Escalate potential compliance issues promptly • Collaborate with peers to ensure compliance consistency Requirements: • 2+ years in Compliance or Operational Risk • Knowledge of credit markets and rating agencies • Understanding of conflicts of interest in credit analysis • Proficiency in Excel and PowerPoint • Familiarity with US and EU financial regulations Enhance compliance monitoring and risk management efforts while fostering ethical practices and protecting sensitive information. #J-18808-Ljbffr